Using A Forensic Accounting Expert In A Fraud Investigation

Using A Forensic Accounting Expert In A Fraud Investigation

If you suspect that you or your business has been the victim of fraud, you or the authorities may begin a fraud investigation.  There are many ways to defraud people and businesses, but they all have one thing in common: in the end, all fraud is about money.  Honest people and criminals alike use accounting to track their income, assets and expenses.  Criminals may attempt to disguise theft within the everyday expenditures a business conducts.  The only way to track thefts of this type is to dig deep into the accounting records and search for discrepancies.  Most accountants are not trained to conduct an investigation of this type; a forensic accounting expert is the professional you need to do the job.

A forensic accountant specializes in using accounting to conduct criminal investigations.  Typical duties of a forensic accountant include:

  • Analyzing financial records to develop a “financial profile” of an individual organization suspected of illegal activity
  • Gathering evidence and preparing affidavits based on financial analysis
  • Identifying funding sources and related transactions
  • Compiling financial investigative reports
  • Discussing strategies with attorneys and testifying as expert witnesses in court

Many forensic accounting experts work directly for local and federal law enforcement agencies; others work on a contract basis with these agencies or with private investigators.  Depending on who is conducting the investigation, you may work directly with a forensic accountant or with a law enforcement officer or agent.  In either case, the process will be similar.

  1. Gathering Documentation

The first step in any financial investigation is to gather all documents that concern the case.  You may be asked to assist with this process or law enforcement may impound your records.

  1. Preliminary Investigation

Once the necessary documents are assembled, one or more forensic accountants will conduct a preliminary investigation to get a big picture overview of the situation.

  1. Interview Subjects and Witnesses

The preliminary investigation is focused on the large scale.  Now, investigators must fill in the details.  Subject and witnesses may be brought in for questioning.  Their statements will be analyzed for discrepancies.  Depending on what is uncovered, investigators may conduct additional interviews.

  1. In-Depth Investigation and Report

With the additional details gathered, forensic accountants will conduct a more in-depth investigation.  This phase of investigation is intended to compile all available information and determine what is relevant to the case.  A forensic accounting expert will compile all of the relevant information into a report.

  1. Prepare for the Court Case

If the investigation uncovers criminal activity, there may be a court case.  In this eventuality, both the prosecution and the defense may hire forensic accountants.  The accountants will help the attorneys plan strategies and questions.  They may also be called on to testify in court as expert witnesses.

The job of a forensic accountant may not be as glamorous or exciting as the job of an agent or forensic investigator who works in the field, but this work is just as crucial.  Most investigators simply do not have the expertise to conduct financial investigation.

Whether you are the subject of investigation or a victim of financial fraud, a certified forensic accountant is a professional that you need on your side.

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Veriti Consulting LLC a certified fraud investigative firm that provides various fraud and forensic accounting services for individuals and businesses across the United States.  Veriti is also a licensed private investigation agency.  If you would like to learn more about the types of investigative accounting services we offer call 855.232.4410.